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Financial Report

Investment Plans Uniquely

You

Investments

Fourth Avenue Financial investment process provides a disciplined approach that removes the emotional reactions that may sabotage your chances of reaching your financial goal. As a client of Fourth Avenue Financial you can rest assured that a thorough process will be called upon to deliver an approach in line with your expectations.

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We believe that your personal investment portfolio should reflect your tolerance for risk.  After all, a satisfying retirement is about more than your investment return. You should be comfortable with your holdings of Mutual Funds, ETFs, Stocks and Bonds, and other Securities, and know that your investments at Fourth Avenue Financial are being managed with your risk tolerance in mind.

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Our model investment portfolios span the risk spectrum with seven models from very conservative to very aggressive.  We use top analytic software to evaluate each investment selection in your portfolio to be sure that we have Mutual Funds, ETFs, Stocks and Bonds, and other Securities that work together to achieve the targeted risk profile.  We constantly monitor your allocations and make adjustments if your investments stray from your investment policy statement

  • Bonds

  • Common Stock

  • Preferred Stock

  • Mutual Funds

  • Treasury Bills

  • ​Government Securities

  • Treasury Notes

  • Variable Annuity

  • Exchange Traded Funds

  • Unit Investment Trust

  • REITs

  • Corporate Bonds

  • Municipal Securities

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Advisory

Fourth Avenue Financial investment process provides a disciplined approach that removes the emotional reactions that may sabotage your chances of reaching your financial goal. As a client of Fourth Avenue Financial you can rest assured that a thorough process will be called upon to deliver an approach in line with your expectations.

​

We believe that your personal investment portfolio should reflect your tolerance for risk.  After all, a satisfying retirement is about more than your investment return. You should be comfortable with your holdings of Mutual Funds, ETFs, Stocks and Bonds, and other Securities, and know that your investments at Fourth Avenue Financial are being managed with your risk tolerance in mind.

​

Our model investment portfolios span the risk spectrum with seven models from very conservative to very aggressive.  We use top analytic software to evaluate each investment selection in your portfolio to be sure that we have Mutual Funds, ETFs, Stocks and Bonds, and other Securities that work together to achieve the targeted risk profile.  We constantly monitor your allocations and make adjustments if your investments stray from your investment policy statement.

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Brokerage

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Fourth Avenue Financial is an independent, full service, hybrid brokerage firm offering both advisory investment management as well as traditional commissioned securities trades. Our trades clear through National Financial, a Fidelity Investments company and utilize the industry leading Wealthscape platform. Our clients enjoy up to the minute web access to their account and robust reporting options at their fingertips.


We offer thousands of Mutual Fund options, as well as a vast array of Exchange Traded Funds (ETFs). In addition to Fourth Avenue Financials custom, risk based strategies, our brokerage platform gives us access to well over 1000 additional money managers and boutique advisory solutions. You can be sure that whatever your financial needs are, Fourth Avenue Financial offers a solution to fit your situation.


Your Brokerage accounts place at Fourth Avenue Financial are protected under the Securities Investor Protection Corporation (SIPC). You may learn more about SIPC here: https://www.sipc.org/for-investors/what-sipc-protects

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